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Green Buddhism and the
Hierarchy of Compassion
Alan Sponberg (Dharmachari Saaramati)
Buddhist perspectives on nature and the environment have a long and
complex history, and it is thus not surprising that one finds within this
rich and varied tradition much that resonates with contemporary concerns
regarding nature and the place of humanity within it. While Buddhists of
the past had little reason to formulate an environmental ethic per se,
there is much within traditional Buddhist ethics that does indeed speak
to the ethical aspects of the environmental crisis confronting us today,
a fact that has been well noted and at least partially explored both by
non-Buddhist environmental ethicists and by a growing number of contemporary
Buddhists themselves, advocates of what is frequently referred to as 'Green
Buddhism'.1 My approach in the present article
seeks to bridge these two camps, and I shall thus be writing here both
as a practising Buddhist and as an environmental ethicist, one with academic
training in philosophy and in the history of Buddhism. I shall undertake
a critique of certain features of Green Buddhism in this article, and it
is important for the reader to realise that I do so from within the circle
of this vital movement of contemporary Buddhism, seeking to identify the
'near-enemy' (aasanna-paccathika) within, which, as Buddhaghosa commented
in the fifth century, is often more dangerous than the 'distant-enemy'
(duura-paccathika) that remains more obviously (and safely) outside the
fold.
The 'near enemy' I have in mind in this case is the view that Green
Buddhism is fundamentally incompatible with, and hence necessarily opposed
to, hierarchy in any and all forms. There are good reasons why such a view
appears quite plausible and attractive at first, though we must recognise
that these reasons stem more from our own cultural history than from anything
within Buddhism itself. While it is certainly true that Buddhism advocated,
in its early forms at least, a radically decentralised institutional structure,
this should not be misconstrued in the light of our current Western concerns
to mean that the spiritual ideal in Buddhism was seen as non-hierarchical
and egalitarian. The Buddha was indeed radical in that he recognised that
all beings-not just human beings-have access to the liberation he proclaimed,
but this does not mean that he felt that all beings were equal in the sense
there is no significant difference between species or individuals. To the
extent that we fail to acknowledge this important sense in which Buddhism
is non-egalitarian, we not only seriously misrepresent the tradition, we
also risk disavowing an aspect of the Dharma that is sorely lacking in
contemporary Western thought. Thus in this article I shall seek to show
first that the rejection of all forms of hierarchy is fundamentally un-Buddhist
and further, that such a view threatens, however unintentionally, to obscure
and even reject a fundamental feature of Buddhism that may turn out to
be crucial to the agenda of Green Buddhism.
To understand my argument we must reflect on the history of our current
Western aversion to hierarchy in any form, and we must also clarify what
place hierarchical structures do have in traditional Buddhism. If we find
that hierarchy in some sense does have a place in Buddhism, then we shall
have to ask whether it is the same kind of hierarchy that we are so anxious
to banish from our own cultural history. I realise that discussion of 'hierarchy'
in any form will arouse very strong feelings among many Western Buddhists
and environmentalists, yet I have intentionally chosen to use this provocative
'h-word' for reasons that will become clear below. It is to those who find
this word inherently objectionable that this article is respectfully dedicated.
I truly share your concerns, and I ask only that you hear me out, bracketing
for the moment whatever affront my thesis may initially elicit. Much of
what Buddhism has to offer the West may, I fear, be lost, if we fail to
see the quite specific sense in which Buddhism is, and must be, 'hierarchical'.
By considering this apparently discordant assertion, we will, I submit,
learn something quite important about Buddhism and also something about
the cultural roots of a distinctly Western and modern form of 'aversion'
(pratigha).
THE TWO DIMENSIONS OF BASIC BUDDHISM
OUR FIRST TASK then shall be to consider whether there is any aspect
of traditional Buddhism that might warrant being called 'hierarchical'.
While it is imperative that one remember the diversity within the different
cultural expressions and traditions of Buddhism, it is nonetheless possible
to identify a set of basic Buddhist teachings that remain at the core of
the later variations. I am thinking of the basic doctrines of conditionality
or dependent arising (pratiitya-samutpaada), karma, the middle path, impermanence,
and non-substantiality (anaatman), among others. One quite useful approach
I have found for getting a more comprehensive understanding of 'Basic Buddhism'
in this sense is to recognise, running throughout Buddhist history, two
fundamental aspects of the tradition: a developmental dimension and a relational
dimension. While we shall see that each of these two dimensions is clearly
distinct, we must also recognise that each complements the other in a way
that is crucial to the integrity of the tradition.
Let us first consider these dimensions separately. When we speak of
the developmental dimension or aspect of Buddhism, we are focusing on the
transformational intent of the tradition, on the Buddha-Dharma as a practical
means of spiritual growth and development. Buddhism, in all of its forms,
sees the spiritual life as the transformation of delusion and suffering
into Enlightenment and liberation. Even the so-called 'non-dual' forms
of Buddhism-Zen and Dzog-chen, for example-acknowledge an experiential
distinction between delusion and Enlightenment, and certainly neither would
trivialise the existential reality of suffering.2
The second crucial aspect of basic Buddhism-what I have called the relational
dimension of the tradition-comes to the fore, by contrast, whenever we
note the distinctly Buddhist conception of the interrelatedness of all
things. And 'things' here may be taken to encompass not just all sentient
beings but every aspect of the ecosystems in which they participate, ultimately
the ecosphere in its totality.3
Looking at Buddhism historically, we will quickly note that these two
dimensions are rarely given equal stress in any given expression of the
tradition. My argument here rests only on the assertion that both will
always be present to some degree-that indeed there is a necessary complementarity
between the two-even when one appears more prominent than the other. The
fact that one dimension or the other will, within the context of a particular
form of Buddhism, frequently receive relatively more or less emphasis thus
raises no problem, since the basic complementarity is not thereby negated.
Indeed by noting in different schools of Buddhism the relative difference
in emphasis given to the developmental or the relational dimensions, we
have one useful way of charting the complex and fascinating permutations
that the basic Dharma manifested as the tradition made its way through
the various cultural encounters of its 2,500-year history.
To clarify the variable relationship between these two dimensions of
basic Buddhism, we might think of the two axes of a graph, with the vertical
axis indicating the developmental dimension of the tradition and the horizontal
axis indicating the relational dimension (see Fig. 1). We have then a useful
heuristic tool we can use to explore the rich elaboration of different
Buddhist schools and teachings, plotting each in reference to the others
by noting the relative degree of emphasis given to the developmental and
relational dimensions respectively. While this approach is helpful in highlighting
and understanding the diversity within Buddhism, the tool I am suggesting
here will also help us recognise how the differences revealed indicate
not so much a fundamental divergence among the forms of Buddhism but rather
differences in approach and emphasis, 'expedient means' (upaaya) that reflect
the ability of the tradition to adapt to the needs and dispositions of
different historical and cultural settings. One could, no doubt, even write
a history of Buddhism by charting the various permutations of emphasis
revealed by this simple x-y graph, but that would go well beyond the task
at hand.
For our present purposes a few basic generalisations should suffice,
both to illustrate the basic distinction between 'vertical' and 'horizontal'
or 'developmental' and 'relational' within the tradition and also to demonstrate
the usefulness of this interpretative approach. Considering the two major
divisions that arose within the history of Buddhism, Theravaada Buddhism
(often called 'Hiinayaana') on the one hand and the Mahaayaana (including
later the developments of Vajrayaana, Zen, etc.) on the other, we could,
for example, note that the former places relatively more emphasis on the
developmental dimension, while in the latter the relational aspect often
comes more to the fore. Similarly it would not be too rash to observe that,
on the whole, the South Asian Indo-Tibetan forms of Buddhism tend to plot
out higher on the developmental (i.e. the vertical axis), whereas East
Asian forms on the whole tend to move further out on the horizontal or
relational axis. As with all such generalisations, the exceptions are often
all the more significant and more interesting than the instances that conform.
And even more importantly, we must remember that what we are noting here
is simply a matter of the relative degree of emphasis given each of these
aspects, which does not assume any mutual exclusion between the two. Instances
of a totally one-dimensional form of Buddhism would in fact be very difficult
to find in the historical record, so much so that we would be justified
in asking whether such a case was still legitimately Buddhism even if it
referred to itself as such.
Working at this level of generalisation and abstraction is unlikely
to remain satisfying for very long however. Now that we have the basic
distinction between the two dimensions of Buddhism in mind, let us turn
to consider more specifically where we can locate these two general aspects
within actual Buddhist teachings. This will help us to see just how deeply
embedded in basic Buddhism these two dimensions are, and it will also reveal
more clearly their mutual complementarity. The developmental dimension
of Buddhism is perhaps most readily evident in the very conception of the
Dharma as a path (maarga), whether presented in the elaborate sequence
of steps the Buddha describes in the Saamaññaphala Sutta
of the Diigha Nikaaya or in the perhaps more familiar early doctrines of
the 'three-fold teaching' (morality-meditation-wisdom) and the 'eight-fold
path'. Here we can see the spiritual life advocated by the Buddha presented
clearly in terms of a transformational soteriology, one that begins in
a problematic state which is ultimately overcome, typically through the
systematic cultivation of a variously detailed progression of positive
mental and spiritual states or attainments. In this sense Buddhism offers
an interesting parallel to the 'virtue tradition' of early and medieval
Western thought.
We could explore many other expressions of this same vertical or developmental
dimension of early Buddhism, looking for example at the four levels of
meditative absorption (dhyaana), the five spiritual faculties (indriya),
the seven limbs of Enlightenment (bodhya'nga), the stages of Arhathood,
or the path of the twelve 'positive' causes and conditions (nidaana) taught
by the Buddha in the Sa.myutta Nikaaya.4 but
all of these are examples of the developmental dimension seen in terms
of different aspects of the development of the individual practitioner.
We will understand better how deeply this vertical axis runs, however,
if we recognise in addition a more systemic level at which this dimension
is also evident. Basic Buddhist cosmology provides the best illustrations
of this second form of the developmental dimension. Consider for example
the vertical array of the 'three world-levels' (triloka), which is further
elaborated into a hierarchical taxonomy of six (or sometimes five) life-forms
(gati): the gods, titans, humans, animals, pretas, and hell-beings. Not
only does the spiritual life or path pursued by the individual have a crucial
vertical dimension, but this verticality is built into the very structure
of the Buddhist conception of the cosmos itself.
Many of the instances of the developmental dimension of Buddhism that
I have cited so far originated in and are often given more prominence in
the early Buddhism of the Elders (Theras), which is consistent with the
generalisation I noted above regarding a relative difference of emphasis
on the developmental and the relational between the two main divisions
of Buddhism. I have also stressed however that these two dimensions are
not mutually exclusive, and this will become more clear if we look also
at instances of this verticality in the Mahaayaana tradition. First of
all we must remember that all of the doctrines discussed so far retain
their place (if not necessarily the same degree of emphasis) within the
Mahaayaana. The vertical dimension is never simply discarded: even when
the Zen and Pure Land schools explore the dangers of taking 'developmental'
language in any overly literalistic way, they still maintain the crucial-and
essentially vertical-distinction between the experience of Enlightenment
and the perpetuation of suffering. The Mahaayaana thus retains the verticality
of the earlier tradition, but its recognition of this dimension is hardly
limited to a residual carry-over of themes from the earlier tradition.
Many doctrines considered distinctly Mahaayaana reflect the same vertical
perspective of a developmental path. One sees this in the Bodhisattva ideal,
which actually extends the older conception of the path in a spiritually
significant way by stressing the importance of an altruistic motivation.
The doctrines of the ten Bodhisattva stages (bhuumi) and the six (or ten)
Bodhisattva virtues or perfections (paaramitaa) are central Mahaayaana
themes, both of which figure importantly in the Yogaacaara elaboration
of the spiritual map into a path of vision (dar'sana-maarga) followed by
a path of cultivation or transformation (bhaavana-maarga). For all of its
exploration of the relational axis, Mahaayaana thus remains just as fundamentally
developmental, and this is true even of Zen where 'sudden Enlightenment'
is expected to require a period-often quite a long period-of especially
intensive practice.5
Turning next to the relational aspect, the horizontal axis of our grid,
it will no doubt be teachings associated with the Mahaayaana that first
come to mind. Ethically this dimension is obvious in the trans-personal
and altruistic focus of the Bodhisattva ideal, and, ontologically, in the
notions of interrelatedness derived from the emptiness doctrine ('suunyavaada)
richly elaborated in the Perfection of Wisdom literature, the Avata.msaka,
and other key Mahaayaana sutras. One key feature of the Mahaayaana was
its insistence that the Buddha's Enlightenment was not so much a combination
of wisdom and compassion as the realisation of a wisdom that must be compassion,
by virtue of its insight into the fundamental interrelatedness of all existence.
The very nature of the Buddha's Enlightenment was thus seen to be inter-relational,
something that could only exist in the context of compassionate, altruistic
activity. But again we must be careful not to assume that recognition of
this relational dimension of the Buddha's Enlightenment was a purely Mahaayaana
innovation.
First of all the roots of the Bodhisattva ideal are well represented
in the earlier tradition of the Elders. And the early teachings on impermanence
and anaatman were already sufficient to establish a basic insight into
the ultimate non-substantiality of any putative dichotomy of self-interest
vs. other-interest.6 Even more revealing is
the fact that the pre-Mahaayaana roots of the relational dimension are
implicit in some of the very developmental teachings we have already considered
above. An indispensable relational aspect is literally built right into
even the most seemingly hierarchical doctrines of the early tradition.
While the vertically arrayed taxonomy of life-forms recognised by all schools
of Buddhism asserts an explicit hierarchy of levels of consciousness-adding
still a higher level reached with the attainment of Buddhahood-the hierarchy
here is nonetheless quite different from what we, as products of Western
culture, might expect or fear. In Buddhism the point of these vertical
distinctions is not to establish a hierarchy of privilege and subjugation.
Quite the contrary. The hierarchy here is neither absolute nor does it
justify the dominion or domination of one class of beings over another.
In fact, as we shall see more clearly below, the vertical distinction here
is a matter of compassion, rather than of control.
In the religions of Abraham (Judaism, Christianity, and Islam) God is
intrinsically superior to humankind, as is the creator to his creation.
Similarly humankind, which alone was created in God's image, is intrinsically
and (unalterably) superior to the animals and all the rest of creation
as well. The Buddhist taxonomy of life forms (including Buddhahood) presents
a crucial contrast. It too is thoroughly and incontrovertibly hierarchical
in structure, yet in a fundamentally different way. All of the levels in
the Buddhist 'chain of being' are both dynamic and interpermeable. A given
life form moves up, and often down, in this deadly serious cosmic game
of 'chutes and ladders'. The different levels in the Buddhist cosmology,
while indicating spiritually significant differences in awareness and consciousness,
do not entail the theocentric and anthropocentric perspective and privilege
so familiar in our own cultural tradition. They represent rather the range
of progressively greater degrees of awareness and ethical sensibility available
to all life forms. We might say that this is an ethically dynamic array
of possibilities rather than an ontologically static hierarchy of privilege
and status.
This is a crucial distinction, and one that is very easy for us to overlook,
especially those of us who are the most disenchanted with and critical
of the Western notions of ontological hierarchy. Indeed there is an objection
that invariably arises at this point in the minds of many contemporary
Buddhists. How and why is the vertical, developmental dimension so complementary-and
thus so necessary-if, as Buddhism asserts, all of existence is already
by its very nature inherently interrelated? If everything is already the
way it needs to be, what possible need is there for something to be done?
If we have the relational dimension of the Dharma, what need is there for
development, for doing?-especially since it is precisely 'human doing'
that has brought about the environmental crisis we now face. The anger
and frustration that give rise to these questions, expressed often with
a palpable tone of indignation, are feelings we have all no doubt shared
at sometime or another, and our tendency to feel this impatience is understandable.
Yet these questions reflect a grave misunderstanding of the Buddhist teaching
of interrelatedness and of Enlightenment as a developmental process. We
should note especially the tone of righteous indignation in which these
questions are often expressed, moreover, for it betrays, I fear, the ultimate
despair of an ethical scepticism, even cynicism, that is fundamentally
at odds with the basically positive conception of human potential that
characterises the Dharma. In the West we have come to fear that the presence
of any vertical, developmental perspective is antithetical to our newly
gained recognition of horizontal relatedness. Thus we miss the point that
for Buddhism neither is possible without the other. The developmental and
the relational are not only complementary, they are inseparably interrelated.
This last point is central to the concerns I expressed above that those
of us most attracted to Green Buddhism may also be the most prone to seriously
misunderstand Buddhism in our very effort to see it as part of the solution
to the environmental question.
GREEN BUDDHISM AND THE LOSS OF THE VERTICAL DIMENSION
I HAVE ARGUED that the developmental and the relational are inextricably
linked in Buddhist ethics. Yet I have also suggested that contemporary
Buddhists are strongly inclined to ignore or even deny that this could
be true. We need to consider more closely how this peculiar circumstance
has come about. What I wish to demonstrate is that for all its laudable
articulation of the environmental ethical themes within the Buddhist tradition,
Green Buddhism at present also shows a subtle tendency that threatens to
significantly distort the assimilation of the Dharma into the West, a tendency
to reduce Buddhism to a one-dimensional teaching of simple interrelatedness.
And the dangers of this tendency are all the more ironic and all the more
insidious, I would further argue, because it is a tendency that arises
out of our own cultural conditioning. It is a problem we are bringing to
Buddhism, rather than one inherent in the tradition. As such it is a tendency
that may well subvert the very potential Buddhism does have to contribute
to the more environmentally ethical perspective we are currently struggling
so hard to realise.
Hence my concern: we may, in our efforts to adopt Buddhism as an alternative
to the worst in our own culture, end up divesting Buddhism of one of its
most essential aspects. In doing so we may coincidentally and quite unwittingly
denude Western Buddhism of the very aspect of Buddhism that we need to
confront the magnitude of the present environmental crisis. But why, we
may well ask, would contemporary Buddhism, especially Green Buddhism, develop
this tendency to disavow or even deny a crucial element of traditional
Buddhism? Part of the answer to this question lies no doubt in the historical
fact that the forms of Buddhism that initially attracted the widest popularity
in the West, and especially in North America, were forms in which we see
a relatively greater emphasis on the horizontal, relational dimension of
the tradition, forms in which one might initially overlook the importance
of the developmental aspect.. This is most obvious in the Western appropriation
of Zen, for example, especially in its most popularised forms, those based
on the writings of D. T. Suzuki and Alan Watts. It is, however, no historical
accident that it was these particular forms of Buddhism that initially
prevailed in much of the West, and consequently I see this as simply another
symptom of a deeper circumstance, one that has more to do with our own
cultural history than with that of Asian Buddhism. What I am suggesting
is that the Western cultural sensibility driving the critique of our own
history of environmental practice is also significantly shaping how we
see Buddhism, even influencing which forms of Buddhism strike us as the
most attractive. This same Western sensibility, moreover, is also driving
us towards a significantly distorted view of Buddhism, one which in its
fear of hierarchy leads us to imagine the solution of our problems in a
'Buddhism' free of any vertical or hierarchial structure.
The key to my argument lies in the degree to which many of us within
the circle of Green Buddhism are extremely uncomfortable, even mortified,
by any aspect of Buddhism that is in any sense hierarchical, so much so
that some of us feel the need to redefine Buddhism, to purge it of anything
that even vaguely resembles the Western forms of environmentally callous
elitism and privilege we seek so desperately to flee. The motivation here
is understandable and, in part, even commendable, yet its excesses are
nonetheless deluded and the outcome may well be disastrous-for Western
Buddhism certainly, and perhaps even for Western environmental ethics more
broadly. How has this come about? We have identified in our own cultural
history an unquestionable tendency towards attitudes of exploitation and
domination of nature, and we have rightly associated those attitudes with
cultural institutions of hierarchy and privilege. The unwitting and often
quite unconscious mistake we make, however, comes when we assume that all
forms of hierarchy are the same. We assume that any and every manifestation
of hierarchy leads inevitably to the dead-end of domination and exploitation,
and so we have even banished that now dreaded 'h-word' from all forms of
polite conversation. And, as Western Buddhists, we reassure ourselves that
any apparently hierarchical element in our cherished Buddhism must be a
mistake, perhaps the later corruption of some monastic elitists. Or perhaps
we see it simply as an historical anomaly, one that can and indeed should
be quickly swept under the carpet. But is this unconsidered assumption
that all forms of hierarchy lead to attitudes of domination and exploitation
actually true? And even if it appears to be true within the (limited) context
of our own cultural history, can we simply assume that it is true in other
cultural traditions as well? Is this not actually the height of cultural
arrogance? And are we not overlooking the very difference between Western
and Buddhist traditions that I noted when discussing the fundamental 'permeability'
Buddhist hierarchial thinking has in the context of the six sa.msaaric
life-forms? I would answer affirmatively to all of the above, and I would
submit that our fear of any vertical dimension to the spiritual life has
become so strong, that we are literally terrified of being confronted by
the fact that Buddhism is integrally hierarchical.
Consider the following passage written by Gary Snyder, one of the most
influential and respected Green Buddhists, someone who has influenced much
of my own appreciation for the 'Green' implications of Buddhism. Feeling
the need to distinguish a Buddhist sense of spiritual 'training' from what
he sees as a more artificial notion of spiritual cultivation, Snyder observes
that:
'The word cultivation, harking to etymologies of till and wheel about,
generally implies a movement away from natural process. In agriculture
it is a matter of 'arresting succession, establishing monoculture'. Applied
on the spiritual plane this has meant austerities, obedience to religious
authority, long bookish scholarship, or in some traditions a dualistic
devotionalism (sharply distinguishing 'creature' and 'creator') and an
overriding image of divinity being 'centralised,' a distant and singular
point of perfection to aim at. The efforts entailed in such a spiritual
practice are sometimes a sort of war against nature-placing the human over
the animal and the spiritual over the human. The most sophisticated modern
variety of hierarchical spirituality is the work of Father Teilhard de
Chardin, who claims a special evolutionary spiritual destiny for humanity
under the name of higher consciousness. Some of the most extreme of these
Spiritual Darwinists would willingly leave the rest of earth-bound animal
and plant life behind to enter an off-the-planet-realm transcending biology'.
7
While this may be an effective and appropriate critique of certain Western
religious attitudes, it is so heavy handed in its blanket condemnation
of any notion of verticality, of any notion of the development and evolution
of consciousness, that it rejects, however unintentionally, most of Buddhism
as well. Snyder, in this passage at least, implies that all notions of
the evolution of consciousness lead inevitably to the rejection of nature
and the 'natural' by an oppressive hierarchy of 'Spiritual Darwinists'.
But what is the developmental dimension of Buddhism if not a teaching of
the evolutionary transformation of consciousness? The very definition of
Buddhahood asserts the developmental realisation of a higher ethical sensibility
expressed as compassion for all of existence.
I readily share Synder's concern to avoid any world-denying dualism
that sets spirit off against nature. My concern is that his solution is
too drastic. His cure may be as bad as the disease, in that it compels
the Western Buddhist to renounce not just the worst of Western religion,
but also the best of Buddhism, even as Snyder advocates the latter as one
of the few established alternatives to the former available to us. What
is it that is being overlooked here? I suggest that Western Buddhists can
resolve this problem within our own cultural history only to the extent
that we openly acknowledge and affirm the way in which the developmental
aspect of Buddhism is hierarchical, while simultaneously continuing to
criticise the specific hierarchical forms that have clearly misshaped Western
attitudes towards nature and the environment.
It is thus central to my argument to establish that there is, in fact,
a crucial difference that distinguishes the Buddhist conception of verticality
or hierarchy from those forms of hierarchy that have dominated Western
cultural history. Only once that difference is clear will I be able to
argue my central thesis that we need to actively endorse this Buddhist
notion of developmental verticality precisely for the sake of better environmental
ethics, just as we strive to abandon the most familiar Western notions
of hierarchy for the very same reason. The difference is not immediately
obvious, however, and even the reader who is sufficiently sympathetic to
consider that there might be a difference is no doubt wondering why I would
choose, even insist, on contaminating whatever I have to say by using this
dreaded 'h-word' when I could just as easily have conformed to the prevailing
cultural taboo and surreptitiously slipped in some more innocuous synonym
for 'hierarchy' when speaking of the vertical dimension of Buddhism. While
it is true I could thereby avoid the risk of being dismissed as hopelessly
atavistic even before I get to make my case for the difference, there is
a reason why I have chosen not to do this, one which I hope will soon become
clear.
The first task, however, is to distinguish the two fundamentally different
forms of hierarchy. Thinking, for the moment, not just historically but
more theoretically in terms of a Weberian 'ideal typology,' I am suggesting
that there are two forms of human practice that are sufficiently related
one to the other to fall under the same general designation of 'hierarchy,'
even though their respective outcomes are nonetheless diametrically opposite.
THE HIERARCHY OF OPPRESSION
TO ILLUSTRATE the two types of hierarchy we can imagine each form encompassing
again both a developmental and a relational dimension of human experience,
each of which we can plot on an x-y graph similar to the one we considered
above. It is important to note the difference in what we are graphing now
however. Before, in Fig. 1, we were noting the relative emphasis given
to the developmental versus the relational dimension of the Dharma in different
forms of Buddhism, whereas now we shall be using the same axes to explore
a rather different issue. In the next two figures we shall be plotting
the relative balance between the developmental and relational dimensions
of our existence in each of two different models of hierarchy. In each
of these two figures, the further away from the centre point we move horizontally
(in either direction) the greater is the degree of interrelatedness. And
the further we move up the vertical axis, the greater the degree of developmental
progress. We shall see, however, that what constitutes vertical movement
differs drastically in each of the two cases, and it is that difference
that makes all the difference.
The first type of hierarchy or hierarchical structure we can designate
a 'hierarchy of oppression'. We can understand its distinctive mechanisms
by imagining superimposed on our x-y axes a triangle or a cone rising from
a wide base to a single point at the apex (see Fig. 2). Imagine now that,
as we move up the vertical axis, each horizontal section of the cone corresponding
to the present vertical location represents a circle of interrelatedness.
By 'interrelatedness' here I mean not just any sense of relationship, but
specifically an understanding of the sense in which all beings share a
communality of interests. The nature of a 'hierarchy of oppression' is
such that as one advances vertically, one's 'circle of interrelatedness'
becomes increasingly smaller. This is so because one advances in a hierarchy
of oppression by exercising one's control over and domination of all those
below. And as a result of one's vertical progress, one necessarily becomes
less and less aware of one's interrelatedness with them.
From the Buddhist perspective, of course, one's actual interrelatedness
remains constant and absolute. So what in fact changes as one moves upward
in Fig. 2 is not how interrelated one actually is, but rather the extent
to which one realises and expresses that interrelatedness in one's actions.
In other words, 'progress' in a hierarchy of oppression requires that one
actively deny and suppress any recognition of relatedness to those that
one seeks to dominate. As one claws one's way to the top of the pyramid,
submissively accepting subjugation from those above in return for the privilege
and right to dominate those below, the extent of one's expressed interrelatedness,
as plotted on the horizontal axis, becomes increasingly more narrow and
circumscribed. For one cannot successfully dominate what is below except
to the extent that one actively rejects any fundamental communality of
interest and needs.
In the hierarchy of oppression one moves upward only by gaining power
over others, and to safeguard one's power and security one must seek ultimately
to control all of existence, however unrealistic and deluded that aspiration
inevitably turns out to be. And one is able to sustain this aspiration,
moreover, only to the extent that one actively suppresses and denies any
sense of meaningful connection to all that is below. Reaching the apex
of the cone in Fig. 1 would thus represent, in the terms of this model,
the ultimate 'success' to which one could aspire, but that ultimate 'success'
would of course be a state of total alienation-alienation not just from
others, but from oneself as well-because one can 'succeed' only by rejecting
one's actual nature of interrelatedness. If the folly of this approach
to life is not schematically clear from the diagram, one need only reflect
on the course of human history, especially (though not exclusively!) the
history of the modern West.
THE HIERARCHY OF COMPASSION
IMAGINE NOW the same image turned upside down, stood literally on its
head as in Fig. 3. Here we find the apex point at the bottom, and we see
that the cone broadens as it rises. This is a model of what I would call
a 'hierarchy of compassion'. Note the fundamental difference. As one ascends
the vertical, developmental axis in this case, something quite different
happens, something that is precisely the inverse of the previous case.
As one moves upwards the circle of one's interrelatedness (or rather of
one's expressed interrelatedness) increases. In fact, the only way one
can move up is by actively realising and acting on the fundamental interrelatedness
of all existence. But the line of vertical ascent needs to be plotted somewhat
differently in this case, because vertical movement now is not the simple,
linear upward assertion of control over gradually more and more of the
rest of existence. In the hierarchy of compassion vertical progress is
a matter of 'reaching out,' actively and consciously to affirm an ever
widening circle of expressed interrelatedness. Such an ever broadening
circle plotted as a developmental line becomes the spiral path illustrated
in Fig. 3.
Unlike the previous case, moreover, progress along this spiral path
confers no increasing privilege over those who are below on the path. Quite
the contrary, it entails an ever increasing sense of responsibility. This
profoundly ethical sense of responsibility for an ever greater circle of
realised relatedness is what is expressed by the Buddhist term karu.naa-compassion
or 'wisdom in action'. Perhaps now it is beginning to become clear why
I am so concerned about attempts to formulate Western Buddhism in any way
that does not fully appreciate the vital complementarity of both the developmental
and the relational dimensions of the tradition. Buddhism does offer an
ethic that might be capable of transforming our current deluded environmental
practice, but the developmental dimension of the tradition is crucial to
that ethic, because the Buddhist virtue of compassion is something one
can cultivate only through progressing up the spiral path of the hierarchy
of compassion. Before looking at this last assertion more closely, however,
we much first consider a question I raised in the introduction to this
article.
The two models I have just presented each have a vertical dimension,
yet I have argued that there is a crucial difference. Why, if these two
forms of 'progress' or individual development are so different, do I feel
so strongly that both models should be called 'hierarchies,' especially
since that word sounds so objectionable to many modern ears? My point is
to stress the close, yet decisively different relation between the two,
and that crucial point would be missed if we were to suggest that these
two ways of living one's life are completely unrelated. Relating to others
and to the environment as a whole in accord with the hierarchy of compassion
is not just better than climbing the hierarchy of oppression: it is its
very antithesis. To the extent that we do one, the other is literally impossible-and
this is what is lost if we fail to stress the inherent relationship between
the two. Hence the importance given in traditional Buddhism to the notion
of 'going forth'. One can advance on the spiral path of compassion only
to the extent that one has effectively gone forth from pursuing the rewards
of the hierarchy of oppression. Unlike some 'new age' thinking, Buddhism
does not suggest that we can have it all. On the contrary, it asserts that
progress up the hierarchy of compassion becomes possible only to the extent
that we 'go forth' from the aspiration to have it all. For 'having' in
this sense is an expression of control and is possible only within the
context of the hierarchy of oppression. Without seeing how the two hierarchies
are related, one might still imagine that somehow elements of both might
be possible to pursue simultaneously.
There is another reason to stress their relationship as well. Both the
forms of hierarchy share a crucial feature in that both are about power.
Or perhaps we should say the one is about power, and the other is about
empowerment, the transformative power of compassion.8
The first offers the power to control all, while the second cultivates
the empowerment to transform oneself in order to truly benefit all life
(including ourselves). It is this empowerment that we cannot afford to
jettison in our desperate efforts to flee from the oppressive legacy of
our past and present.
REAFFIRMING THE DEVELOPMENTAL DIMENSION OF TRADITIONAL BUDDHISM
IF THE THEORY and the structure of the Buddhist hierarchy of compassion
are now clear, one might well still wonder what this would look like in
actual practice. This is the point at which the danger of overlooking the
vertical, developmental aspect of Buddhism becomes most evident, for it
is in the context of its developmental dimension that the tradition provides
quite concrete suggestions as to how to put the insight of interrelatedness
into actual practice. Without its developmental dimension all that Buddhism
has to offer contemporary environmental ethics is the metaphysical assertion
that all things are interrelated. Lost is the fact that Buddhism offers
also a systematic and comprehensive set of techniques by which one can
actually realise that relatedness in practice.
I have already surveyed the doctrinal roots of the developmental aspect
of the tradition, but the question we are currently addressing requires
that we now focus on this aspect of the teaching as an actual path of practice.
Consistently favouring pragmatism over metaphysical speculation, the Buddha
would point out that the only way we can realise what a hierarchy of compassion
would look like in practice is by actually doing the practice of Dharma,
and this of course involves much more than just being more environmentally
correct or sensitive, important as that may well be. Buddhism is saying,
quite literally, that we cannot expect to act in an environmentally more
ethical manner until we cultivate a much broader ability to act with compassion
and wisdom. How we are to do that is the subject of a vast body of traditional
teachings and techniques, but it is frequently summarised under the rubric
of the 'threefold learning' (tri'siik.saa): the systematic cultivation
of morality, meditation, and insight into the actual nature of existence.
Each of these three is widely explored by the various schools of Buddhism,
and a full exposition of what is entailed goes well beyond the space available
here. For our present purposes it will suffice to note simply how these
three elements of Buddhist practice are related to one another, and what
implications this has for a contemporary environmental ethics based on
Buddhist principles.
This threefold formulation of the Buddhist path is presented as clearly
sequential in that each step builds on the previous one. The three phases
of the path do overlap however, so the point is not that one cannot begin
meditation before completing the practice of morality, for example. The
point rather is that one cannot expect to make progress in one phase except
on the basis of substantial progress in the previous phase. In other words
effective insight into the actual nature of existence requires real progress
in the cultivation of higher states of awareness through meditative practice.
And that, in turn, is possible only on the basis of a practice of the ethical
precepts and a cultivation of the primary virtues. This may seem a simple
point, but it has significant implications when we ask what a Buddhist
environmental ethic would be like.
Buddhism is saying that we can expect to act in accord with the basic
interrelatedness of all existence only once we have cultivated a significantly
different state of awareness. Simply attempting to change specific environmentally
detrimental behaviours will not work. Efforts to change our environmental
behaviour may well be part of the ethical practice that creates the necessary
foundation for experiencing states of higher meditative awareness and ultimately
for realising transformative insight, but these efforts will be effective
only to the extent that they are undertaken as part of the whole three-step
program. The Buddhist solution to the environmental crisis is thus nothing
short of the basic Buddhist goal of Enlightenment. That may seem like an
unimaginably distant and lofty goal, and indeed it does involve a fundamental
and total transformation of what we are-nothing less. At the same time
Buddhists need not feel overly daunted by the immensity of this undertaking,
for Enlightenment is, in one sense at least, simply (if not easily) a matter
of becoming more fully human in that this radical transformation is the
potential of all humans, indeed of all beings. The solution to the problem
is thus imminently possible, although that potential can only be actualised
on the basis of both a clear vision of the goal and a well defined path
to reach it, coupled with an sustained effort to pursue that path to its
completion.
A Buddhist environmental ethic is hence a 'virtue ethic,' one that asks
not just which specific actions are necessary to preserve the environment,
but more deeply what are the virtues (i.e. the precepts and perfections)
we must cultivate in order to be able to actually act in such a way.9
The relational dimension of Buddhism is necessary to secure an ecologically
sound vision of the goal, but the developmental dimension of the tradition
is every bit as necessary in that it provides the path that will enable
us to actually reach that goal. But is there truly a danger that Western
Buddhists might overlook the central place of basic Buddhist ethics in
formulating a new, 'green' Buddhism? Not consciously, I suspect, but perhaps
quite unintentionally as part of the effort to discard our own cultural
legacy of hierarchies of oppression.
Consider the following comment made by yet another prominent and respected
Green Buddhist. In The Greening of the Self Joanna Macy discusses the notion
of 'self-realisation' that lies at the heart of Arnie Naess's Buddhist-inspired
sense of deep ecology, proclaiming it the foundation of what will become
a new, environmentally benign conception of the self.10
Citing his view that the process of self-realisation, properly understood,
involves leaving behind 'notions of altruism and moral duty,' Macy succumbs
to a very dangerous, if seductive sentiment. Naess seeks to make a quite
specific, if nonetheless ambiguous point when he argues that the ethic
of 'self-realisation' he envisions will not require that one act for the
sake of others out of a sense of self-abnegating 'duty'. He takes 'altruism'
here very literally to mean something done 'for others' in contrast to
one's own self-interest. 'Altruism' in this sense will become unnecessary,
he asserts, when one reaches the point at which one's 'self-interest' and
the interest of others naturally converges. What he fails to clarify is
that some form of ethical (and Buddhists would add meditative) practice
is still necessary in order to reach that point, and the danger of this
ambiguity is borne out in Macy's extension of his argument.
Naess's basic point may be sound enough, as far as it goes. We need
an expanded sense of self, one in which acting on behalf of others and
the ecosphere is ultimately acting in terms of 'enlightened self-interest'
and not out of some sense of moral obligation, or duty, or even the rights
of others perceived as separate from our own interests.11
Macy concurs, but falling prey to the implicit ambiguity she is led seriously
astray. Please note this important point. She insists that 'virtue is not
required for the greening of the self or the emergence of the ecological
self' (her italics).12 In this formulation
there is no ambiguity, and we are surely on ethical quicksand. She is clearly
speaking not of the eventual goal but of the path itself, of the practice
by which she feels the ecological self will 'emerge'. Apparently thinking
that the rejection of an ethic of duty entails rejecting all moral judgement
and discernment - all effort to cultivate virtue - she arrives at the conclusion
that ethical discipline and development have no place in the 'new Buddhism'
she envisions. If one simply has 'self-realisation' as one's goal, no further
ethical effort is required. No practice is necessary, only an opening to
what she concedes is something very close to the Christian concept of 'grace'.
Let us hope that what she says, in this instance at least, is not actually
what she intends, for this would surely be a case of throwing out one crucial
aspect of Buddhism in the very act of professing another.
CONCLUSION
WE HAVE EXPLORED how some Green Buddhists, uncomfortable with any notion
of hierarchy or developmental verticality, are moving, intentionally or
not, towards a kind of uni-dimensional Buddhism, one in which the inverted
cone of the hierarchy of compassion is simply collapsed into a single flat
circle of relatedness. In doing this they very aptly stress the relevance
of the horizontal, relational dimension of Buddhism to environmental ethics,
but they overlook or even deny the equally vital vertical dimension, that
aspect of the Dharma that sees Enlightenment as a process involving the
evolution of consciousness. This development of consciousness in Buddhism
is expressed practically as an ever greater sense of responsibility to
act compassionately for the benefit of all forms of life; hence its relevance
to any discussion of Buddhist-inspired environmental ethics. Failing to
distinguish between the two types of hierarchy outlined above, and obsessed
with the need to dump out the dirty bath-water of Western hierarchies of
oppression, some Green Buddhists fail to note that they are also discarding
the 'baby' of all potential for development-of the potential for meaningful
growth towards a greater expressed sense of interrelatedness, towards a
greater sense of environmental ethics in the most profound sense of the
term.
There are thus two reasons why reaffirming the vertical dimension of
Buddhism is so important. First because it is central to the integrity
of the tradition. And second because it is precisely that part of the tradition
that has something useful to add to contemporary environmental ethics.
But this latter point may seem less than clear, even if one is prepared
to concede the former. Could we not do as well or even better with just
the circle of ultimate interrelatedness, even if it does seem a bit flat
or one-dimensional? Is the loss of the vertical dimension not a relatively
small price to pay at this particular moment in history, in order to thoroughly
secure the long-neglected horizontal axis of relationship? Why, after all,
should Buddhism need to assert, as it does, that we all too often perfidious
human beings are somehow a 'higher form of consciousness' than the loyal
and faithful dog, for example, or even than a banana slug for that matter?
The slug, at least, is content to mind his own business.
Given the dire situation of the environment, and given the human role
in bringing about that crisis, the position suggested by these last few
questions is indeed attractive, beguilingly so. Nonetheless I do see this
newly emerging, uni-dimensionally horizontal form of Green Buddhism to
be fundamentally flawed, flawed not just in that it misrepresents the actual
nature of the Buddhist tradition, but even more seriously flawed in that
it abdicates, however unwittingly and unintentionally, both the ethical
responsibility and the ethical potential that might actually be just what
we need to solve the predicament we find ourselves in. If we deny the vertical
dimension of the Dharma, we are denying the possibility of developing precisely
the higher ethical sensibility that we are currently so manifestly lacking.
And in denying that potential, we consign ourselves to wait helplessly,
watching as the forces of human greed, hatred and delusion proceed to destroy
the ecosphere, watching either in disempowered rage and despair, or perhaps
in hope that some higher being will step in to save us from our sins.
Without an explicit recognition of the vertical challenge fundamental
to Buddhist practice, the developmental quest for Enlightenment with its
concomitant increase in ethical sensibility is lost in favour of a view
suggesting that there is really nothing we need do-indeed nothing we can
do beyond trusting in providence. This is not a Buddhist environmental
ethic. What Buddhism offers is in fact quite a different message. And it
is not just a message that the Dharma offers, it is a method. Herein lies
the crucial difference. If we adopt only the relational teaching of the
Buddha, then insight into the interrelatedness of all existence becomes
simply an article of faith, something in which one is ardently to believe.
The implicit message, one well embedded in our own cultural history, is
that if one just believes in the right revelation faithfully enough, then
all will turn out just fine-through the agency of some benign higher power.
Stripped of the old theocentric 'God-talk', this updated gospel of grace
may seem both comfortable and familiar, but this must not obscure the fact
that it is not the Buddhadharma. For Buddhism, the relational dimension
of existence is not an article of faith, it is a reality to be experienced
directly though the active cultivation of higher states of consciousness.
Simply to affirm the interrelatedness of all things, whether as an article
of faith or as an intellectual inference, has in the Buddhist perspective
no transformative power. It is only through undertaking the ethical and
meditative practice charted in the developmental dimension of the tradition
that one's actual behaviour begins to change to conform with the insight
of interrelatedness.
Western ecology has given us an adequate model for understanding the
ethical implications of how all things are interrelated. It is nice that
Buddhism confirms that insight, but we gain little from Buddhism if that
is all we see in the tradition. And we gain even less if we feel that by
simply affirming this view interrelatedness will, of itself, be sufficient
to bring about the necessary changes in our ethical practice. Thus the
real value of Buddhism for us today lies not so much in its clear articulation
of interrelatedness as in its other crucial dimension, in its conception
of the ethical life as a path of practice coupled with its practical techniques
for actually cultivating compassionate activity. The tendency in Green
Buddhism to focus exclusively on the horizontal circle of interrelatedness
thus endangers the very part of the tradition that we are most sorely lacking.
What Green Buddhism needs to explore more thoroughly is the Buddhist principle
that meaningful change in our environmental practice can come about only
as part of a more comprehensive program of developing higher states of
meditative awareness along with the increased ethical sensibility which
this evolution of consciousness entails. Otherwise, it seems, we are simply
spinning our wheels.
SARAMATI is Professor of Asian Philosophy and Religion
at the University of Montana.
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Notes
- See, for example, Buddhism and Ecology, ed. by Martine Batchelor and
Kerry Brown (London: Cassell, 1992); Dharma Gaia: A Harvest of Essays in
Buddhism and Ecology, ed. by Allan Hunt Badiner (Berkeley: Parallax Press,
1990), Practice of the Wild by Gary Snyder (San Francisco: North Point
Press, 1990), Nature in Asian Traditions of Thought, ed. by J .B. Callicott
and R. T. Ames (Albany, State University of New York Press, 1989), and
"D gen, deep ecology, and the ecological self" by Deane Curtin
(Environmental Ethics, 16.2, Summer, 1994, pp. 195-213).
- Actually, to suggest that there are "non-dual" forms of Buddhism
in contrast to "dualistic" forms is a misnomer. All forms of
Buddhism are non-dualistic in that Enlightenment is understood ultimately
to transcend all ontological duality. Similarly all Buddhist schools unavoidably
adopt, in some form or another, an "operational dualism" reflected
in the very distinction between delusion and Enlightenment. There is a
significant difference of emphasis in the way different schools speak of
Enlightenment and its relation to the state of suffering, but it is likely
that this reflects more a difference of practical approach than of substantial
ontological divergence. The difference between the gradualists and subitists
within the tradition is thus best seen, in my view, as largely rhetorical,
though part of the point, of course, is precisely that we often become
trapped within the language we use.
- The history of Buddhist views on whether plants and non-animate things
have ethical standing is quite complex; see Lambert Schmithausen's The
Problem of Sentience of Plants in Earliest Buddhism (Tokyo: Int. Institute
of Buddhist Studies, 1991) and also William LaFleur's "saigy and the
buddhist value of nature, parts i and ii," (History of Religions,
13:2&3, pp. 93-128 and 227-248).
- SN XII, 3, §23.
- This is true at least of historical Zen, even if not of some of the
modern-day versions of 'Zen' promulgated in the west.
- There is a logical and historical line linking the early doctrines
of dependent co-arising (pratiitya-samutpaada), impermanence (anitya),
and the non-substantiality of the self (anaatman) with the later Mahaayaana
notions of emptiness and interrelatedness, but tracing those links adequately
would require more space than is available here.
- Practice of the Wild, p. 91.
- My distinction between the hierarchy of oppression and the hierarchy
of compassion is inspired in part by a similar distinction between the
"power mode" and the "love mode" suggested by the Ven.
Sangharakshita in "mind-reactive and creative" (The Middle Way,
Aug., 1971). In Sangharakshita's distinction, however, the positive sense
of empowerment (i.e., spiritual or ethical power) that I wish to stress
here is not as evident.
- Cf. Geoffrey B. Frasz's "environmental virtue ethics: a new direction
for environmental ethics," (Environmental Ethics 15.3, pp. 259-74).
- Dharma Gaia, p. 53-63.
- Ibid, p. 62.
- 'Saantideva provides a traditional Buddhist parallel to Naess's notion
of "enlightened self-interest" (ibid.) when he points out that
the hand helps the foot (by removing a thorn) even though the pain of the
foot is not a pain of the hand; see the Bodhicaryaavataara, 8:91-99.
Alan Sponberg (Dharmachari Saaramati) is Professor of Asian Philosophy and Religion.
© copyright retained by the author
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